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professional profile

Frank Winbourne Smith III, CFA

RRIAR Ridgeland, MS CRD 4502633 Last verified October 2026

Overview

Frank Winbourne Smith III is a registered representative and an investment adviser representative based in Ridgeland, MS, with 22 years in the industry.

Years in the industry
22
States registered
5
Exams passed
7
Current firms
2

Contact

1 business email and 1 phone number on file

Registrations and licenses

  • Registered in 5 states
  • Series 24
  • Series 63
  • Series 66
  • Series 7
  • Series 7TO
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 2004

Book and practice

Firm assets under management on file

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