Brian Charles Baker

Overview

Brian Charles Baker is a registered representative and an investment adviser representative based in Long Beach, CA, with 27 years in the industry.

Years in the industry

27

States registered

2

Exams passed

7

Current firms

2

Contact

1 business email and 3 phone numbers on file

Registrations and licenses

• Registered in 2 states

• Series 3
• Series 30
• Series 31
• Series 63
• Series 65
• Series 7
• SIE

Every state, with registration and license dates

Firms

• Pinnacle Capital Securities, LLCCurrent firm
• Saxony Capital Management, LLCCurrent firm

Employment history since 1999

Book and practice

Firm assets under management on file