Philip William Au

Overview

Philip William Au is a registered representative based in Philadelphia, PA, with 28 years in the industry.

Years in the industry

28

States registered

1

Exams passed

11

Current firms

1

Contact

1 phone number on file

Registrations and licenses

• Registered in 1 state

• Series 10
• Series 24
• Series 3
• Series 30
• Series 4
• Series 55
• Series 57TO
• Series 63
• Series 7
• Series 9
• SIE

Every state, with registration and license dates

Firms

• Nasdaq Execution Services, LLCCurrent firm

Employment history since 1998