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professional profile

James Daniel Sullivan

RRIAR Morristown, NJ CRD 2550473 Last verified October 2026

Overview

James Daniel Sullivan is a registered representative and an investment adviser representative based in Morristown, NJ, with 31 years in the industry.

Years in the industry
31
States registered
53
Exams passed
10
Current firms
2

Contact

2 business emails and 3 phone numbers on file

Registrations and licenses

  • Registered in 53 states
  • Series 10
  • Series 24
  • Series 27
  • Series 63
  • Series 65
  • Series 7
  • Series 8
  • Series 9
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1994

Book and practice

Firm assets under management on file

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