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professional profile

Roy Thomas Smith

RR Louisville, KY CRD 2542940 Last verified October 2026

Overview

Roy Thomas Smith is a registered representative based in Louisville, KY, with 30 years in the industry.

Years in the industry
30
Exams passed
8
Current firms
1

Contact

1 phone number on file

Registrations and licenses

  • Series 24
  • Series 6
  • Series 63
  • Series 65
  • Series 6TO
  • Series 7
  • Series 7TO
  • SIE

Firms

Employment history since 1995

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