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professional profile

John D Baka

RRIAR Hartford, CT CRD 2506402 Last verified October 2026

Overview

John D Baka is a registered representative and an investment adviser representative based in Hartford, CT, with 28 years in the industry.

Years in the industry
28
States registered
4
Exams passed
5
Current firms
2

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

  • Registered in 4 states
  • Series 6
  • Series 63
  • Series 65
  • Series 7
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1998

Book and practice

Firm assets under management on file

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