Richard James Roberts

Overview

Richard James Roberts is a registered representative based in Laguna Niguel, CA, with 22 years in the industry.

Years in the industry

22

States registered

33

Exams passed

10

Current firms

1

Contact

2 business emails and 1 phone number on file

Registrations and licenses

• Registered in 33 states

• Series 24
• Series 3
• Series 4
• Series 52TO
• Series 53
• Series 63
• Series 7
• Series 7TO
• Series 99TO
• SIE

Every state, with registration and license dates

Firms

• Tcfg Wealth Management, LLCCurrent firm

Employment history since 2004