James Patrick Dowd, CFA

Overview

James Patrick Dowd is a registered representative and an investment adviser representative based in Midvale, UT, with 23 years in the industry.

Years in the industry

23

States registered

53

Exams passed

11

Current firms

2

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

• Registered in 53 states

• Series 14
• Series 24
• Series 27
• Series 3
• Series 57
• Series 63
• Series 65
• Series 7
• Series 79
• Series 99TO
• SIE

Every state, with registration and license dates

Firms

• North Capital Private Securities CorporationCurrent firm
• North CapitalCurrent firm

Employment history since 2003

Book and practice

Firm assets under management on file