James Robert Allen, CAP, CFP, ChFC, CLU, RICP

Overview

James Robert Allen is a registered representative and an investment adviser representative based in Tustin, CA, with 38 years in the industry.

Years in the industry

38

States registered

5

Exams passed

5

Current firms

2

Contact

3 business emails and 1 phone number on file

Registrations and licenses

• Registered in 5 states

• Series 26
• Series 6
• Series 63
• Series 7
• SIE

Every state, with registration and license dates

Firms

• Anchor Bay Securities, LLCCurrent firm
• Anchor Bay Capital, Inc.Current firm

Employment history since 1988

Book and practice

Firm assets under management on file