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professional profile

James Alan Hooks

RRIAR Rock Hill, SC CRD 1601278 Last verified October 2026

Overview

James Alan Hooks is a registered representative and an investment adviser representative based in Rock Hill, SC, with 38 years in the industry.

Years in the industry
38
States registered
1
Exams passed
8
Current firms
2

Contact

2 business emails and 2 phone numbers on file

Registrations and licenses

  • Registered in 1 state
  • Series 10
  • Series 24
  • Series 4
  • Series 63
  • Series 66
  • Series 7
  • Series 9
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1988

Book and practice

Firm assets under management on file

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