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professional profile

Timothy Liam Smith, CFP

RRIAR Sarasota, FL CRD 1407004 Last verified October 2026

Overview

Timothy Liam Smith is a registered representative and an investment adviser representative based in Sarasota, FL, with 40 years in the industry.

Years in the industry
40
States registered
23
Exams passed
11
Current firms
2

Contact

1 phone number on file

Registrations and licenses

  • Registered in 23 states
  • Series 24
  • Series 26
  • Series 27
  • Series 28
  • Series 31
  • Series 63
  • Series 65
  • Series 6TO
  • Series 7
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1985

Book and practice

Firm assets under management on file

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