Steven I Balaban, CFP

Overview

Steven I Balaban is an insurance agent, a registered representative and an investment adviser representative based in San Diego, CA, with 41 years in the industry.

Years in the industry

41

States licensed

1

States registered

8

Carrier appointments

2

Contact

1 business email and 3 phone numbers on file

Registrations and licenses

• Licensed in 1 state
• Registered in 8 states

• Producer
• Series 3
• Series 63
• Series 65
• Series 66
• Series 7
• SIE

3 lines of authority, with every state and its dates

Firms

• Concorde Investment Services, LLCCurrent firm
• Concorde Asset Management, LLCCurrent firm

Employment history since 1985

Carriers

2 active carrier appointments

Book and practice

Firm assets under management on file