Neil R Waxman, CFP

Overview

Neil R Waxman is an insurance agent, a registered representative and an investment adviser representative based in OH, with 43 years in the industry.

Years in the industry

43

States licensed

11

States registered

27

Carrier appointments

6

Contact

2 business emails and 3 phone numbers on file

Registrations and licenses

• Licensed in 11 states
• Registered in 27 states

• Producer
• Series 63
• Series 7
• SIE

3 lines of authority, with every state and its dates

Firms

• Lincoln InvestmentCurrent firm
• Capital Advisors, Ltd., LLCCurrent firm

Employment history since 1983

Carriers

6 active carrier appointments

Book and practice

Firm assets under management on file