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professional profile

Thomas Allan Cosgrove

RRIAR Traverse City, MI CRD 1047934 Last verified October 2026

Overview

Thomas Allan Cosgrove is a registered representative and an investment adviser representative based in Traverse City, MI, with 44 years in the industry.

Years in the industry
44
States registered
20
Exams passed
11
Current firms
2

Contact

1 business email and 2 phone numbers on file

Registrations and licenses

  • Registered in 20 states
  • Series 22
  • Series 22TO
  • Series 24
  • Series 6
  • Series 63
  • Series 66
  • Series 6TO
  • Series 7
  • Series 7TO
  • Series 99TO
  • SIE

Every state, with registration and license dates

Firms

Employment history since 1982

Book and practice

Firm assets under management on file

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