Capital Client Group, Inc.

Overview

Capital Client Group, Inc. is a Broker Dealer and registered investment adviser based in Los Angeles, CA, registered since 1972. Its 760 registered representatives work across 8 branch offices in 6 states.

Employees

911

Registered reps

760

Branch offices

8

Registered since

1972

Jurisdictions

53

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Other Advisory Services

Fee structure

Other Fees

Products and services

• Investment Advisory Services
• Municipal Securities Dealer
• Mutual Funds
• Mutual Fund/Underwriter
• Other

Executive officers 3 of 6

• Matthew Philip O'Connor Chairperson, Chief Executive Officer, Director CRD 2427203
• Rene Margaret Burton Treasurer, Financial and Operations Principal, Vice President CRD 1956766
• Albert Aguilar Jr Chief Compliance Officer, Vice President, Director CRD 5106724

3 more executive officers, with direct contact details

Registered reps 3 of 760

• Katherine Abbott Registered Rep · Investment Adviser Rep CRD 5907876
• Beatrix Abood Registered Rep · Investment Adviser Rep CRD 6584068
• Jason S Abosch Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3088818

757 more registered reps, with emails, phones and branch locations

Location

Headquarters

333 S Hope St Fl 55
Los Angeles, CA 90071

County

Los Angeles

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Branch offices

8 in 6 states, including Carmel, IN, Chicago, IL and Irvine, CA

Registrations

• SEC registered, corporation formed in California
• Registered in 53 jurisdictions
• Website: capitalgroup.com

Every state, with registration dates

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