Nations Financial Group, Inc.

Overview

Nations Financial Group, Inc. is a Broker Dealer and registered investment adviser based in Cedar Rapids, IA, registered since 1998. It reports $4.8B in assets under management across 10,535 accounts, with 94 employees. Its 96 registered representatives work across 35 branch offices in 13 states.

Reported AUM

$4.8B

Discretionary

78%

Accounts

10,535

Average account

$453K

Employees

94

Registered reps

96

Branch offices

35

Registered since

1998

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Products and services

• Alternative Investments
• Corporate Bonds
• Derivatives
• Insurance
• Investment Advisory Services
• Kiosk Activities - Bank
• Municipal Securities Broker
• Mutual Fund/Retailer
• Mutual Funds
• Options
• Retirement/Pension Products
• Stock
• 2 more

Executive officers 3 of 5

• Richard Scott Bennett Chief Executive Officer, Chief Financial Officer CRD 858716
• Stephen Michael Cairney President CRD 3085019
• Erik John Bjorseth Chief Growth Officer CRD 4404352

2 more executive officers, with direct contact details

Registered reps 3 of 96

• David Alfred Basinger Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4037184
• Jennifer Anne Basinger Insurance Agent · Registered Rep · Investment Adviser Rep CRD 5209198
• Andrew Michael Bass Investment Adviser Rep CRD 7833239

93 more registered reps, with emails, phones and branch locations

Location

Headquarters

3925 Fountains Blvd NE Ste 200
Cedar Rapids, IA 52411

County

Linn

Metro area

Cedar Rapids, IA

Region

Midwest

Branch offices

35 in 13 states, including Independence, IA, Berwyn, PA and Antioch, TN

Registrations

• SEC registered, corporation formed in Iowa
• Registered in 51 jurisdictions
• Website: nationsfg.com

Every state, with registration dates

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