firm profile
Carroll Investors, Inc.
Overview
Carroll Investors, Inc. is an SEC registered investment adviser based in Mt Pleasant, SC, registered since 2020. It reports $221M in assets under management across 298 accounts, with 3 employees. It has 2 investment adviser representatives.
- Reported AUM
- $221M
- Discretionary
- 100%
- Accounts
- 298
- Average account
- $743K
- Employees
- 3
- Advisory reps
- 2
- Registered since
- 2020
- Jurisdictions
- 4
As reported in the firm's March 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Percentage of Assets
Executive officers 2 of 2
- Stephen Darryl Carroll President, Chief Executive Officer CRD 2804183
- Maria Bethany Howe Chief Compliance Officer CRD 5164889
Advisory reps 2 of 2
- Stephen Darryl Carroll Investment Adviser Rep CRD 2804183
- Maria Bethany Howe Investment Adviser Rep CRD 5164889
Location
- Headquarters
- 1036 Lansing Dr Ste 102
Mt Pleasant, SC 29464 - County
- Charleston
- Metro area
- Charleston-North Charleston, SC
- Region
- South
Registrations
- SEC registered
- Registered in 4 jurisdictions
Every state, with registration dates
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