Carter Financial Group, Inc.

Overview

Carter Financial Group, Inc. is an SEC registered investment adviser based in Barrington, IL, registered since 2019. It reports $382M in assets under management across 2,257 accounts, with 9 employees. It has 5 investment adviser representatives.

Reported AUM

$382M

Discretionary

87%

Accounts

2,257

Average account

$169K

Employees

9

Advisory reps

5

Registered since

2019

Jurisdictions

15

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Commissions, Fixed Fees and Percentage of Assets

Executive officers 3 of 4

• Kevin Kenneth Carter President CRD 1466159
• Gery Joseph Sadzewicz Chief Compliance Officer CRD 1090963
• Jennifer Ann Karch Member CRD 5960087

1 more executive officer, with direct contact details

Advisory reps 3 of 5

• Hannah Marie Carter Insurance Agent · Investment Adviser Rep CRD 7332760
• Kevin K Carter Insurance Agent · Registered Rep · Investment Adviser Rep CRD 1466159
• Stephanie Leigh Hagan Registered Rep · Investment Adviser Rep CRD 2459538

2 more advisory reps, with emails, phones and branch locations

Location

Headquarters

222 S Cook St
Barrington, IL 60010

County

Cook

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Registrations

• SEC registered
• Registered in 15 jurisdictions
• Website: carterfinancialgroup.com

Every state, with registration dates

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