firm profile
XML Financial Group
Overview
XML Financial Group is an SEC registered investment adviser based in Bethesda, MD, registered since 2016. It reports $3.3B in assets under management across 5,987 accounts, with 54 employees. It has 28 investment adviser representatives.
- Reported AUM
- $3.3B
- Discretionary
- 75%
- Accounts
- 5,987
- Average account
- $551K
- Employees
- 54
- Advisory reps
- 28
- Registered since
- 2016
- Jurisdictions
- 46
As reported in the firm's June 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.
Executive officers 3 of 8
- Brett Shane Bernstein Chief Executive Officer CRD 3103034
- Curtis Jeffrey Congdon President CRD 4890245
- Mark Dale Samson Principal CRD 1852092
5 more executive officers, with direct contact details
Advisory reps 3 of 28
- Sharon Lynn Abbey Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4319044
- Brett Shane Bernstein Insurance Agent · Registered Rep · Investment Adviser Rep CRD 3103034
- Shawna T Bieda Registered Rep · Investment Adviser Rep CRD 4903736
25 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 6901 Rockledge Dr Ste 730
Bethesda, MD 20817 - County
- Montgomery
- Metro area
- Washington-Arlington-Alexandria, DC-VA-MD-WV
- Region
- South
Registrations
- SEC registered
- Registered in 46 jurisdictions
- Website: focusfinancialpartners.com
Every state, with registration dates
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