Stratos Investment Management, LLC

Overview

Stratos Investment Management, LLC is an SEC registered investment adviser based in Beachwood, OH, registered since 2016. It reports $3.3B in assets under management across 7,664 accounts, with 89 employees. It has 3 investment adviser representatives.

Reported AUM

$3.3B

Discretionary

100%

Accounts

7,664

Average account

$432K

Employees

89

Advisory reps

3

Registered since

2016

Jurisdictions

51

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Other Advisory Services

Client types

• Other Investment Advisors

Fee structure

Percentage of Assets. Sponsors a wrap fee program.

Executive officers 3 of 13

• Jeffrey Alan Concepcion Chief Executive Officer CRD 1899367
• David Albin FINRA SEC Supervisory Principal, Non-Member CRD 5715352
• Megan Lynn Heaton Senior Supervisory Principal, Non-Member CRD 5531597

10 more executive officers, with direct contact details

Advisory reps 3 of 3

• Francesco DiGenova Investment Adviser Rep CRD 7134377
• Milan Markovic Investment Adviser Rep CRD 8082003
• John Leland Nichol Investment Adviser Rep CRD 6266843

Location

Headquarters

3750 Park East Dr Ste 200
Beachwood, OH 44122

County

Cuyahoga

Metro area

Cleveland-Elyria, OH

Region

Midwest

Registrations

• SEC registered
• Registered in 51 jurisdictions
• Website: stratosinvestmentmanagement.com

Every state, with registration dates

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