Financial Focus LLC

Overview

Financial Focus LLC is an SEC registered investment adviser based in Carlsbad, CA, registered since 2018. It reports $8M in assets under management across 1,308 accounts, with 8 employees. It has 5 investment adviser representatives.

Reported AUM

$8M

Discretionary

100%

Accounts

1,308

Average account

$612K

Employees

8

Advisory reps

5

Registered since

2018

Jurisdictions

9

As reported in the firm's January 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 1 of 1

• Barbara Jessup Williams Chief Compliance Officer, Member CRD 1050277

Advisory reps 3 of 5

• Jerrie Kay Carli Insurance Agent · Registered Rep · Investment Adviser Rep CRD 2504055
• Billie Carl Cook Insurance Agent · Registered Rep · Investment Adviser Rep CRD 6016363
• Olivia Taylor Gliege Registered Rep · Investment Adviser Rep CRD 7266452

2 more advisory reps, with emails, phones and branch locations

Location

Headquarters

1925 Palomar Oaks Way Ste 107
Carlsbad, CA 92008

County

San Diego

Metro area

San Diego-Chula Vista-Carlsbad, CA

Region

West

Registrations

• SEC registered
• Registered in 9 jurisdictions
• Website: financialfocusllc.com

Every state, with registration dates

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