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firm profile

Galaxy Investment Management, LLC

RIA Uniondale, NY CRD 281589 Last verified October 2026

Overview

Galaxy Investment Management, LLC is an SEC registered investment adviser based in Uniondale, NY, registered since 2019. It reports $324M in assets under management across 5 accounts, with 7 employees.

Reported AUM
$324M
Discretionary
100%
Accounts
5
Employees
7
Registered since
2019

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Client types
  • Pooled Investment Vehicles
Fee structure
Percentage of Assets and Performance-Based Fees

Executive officers 3 of 3

  • Seth Barron Lipsay Chief Executive Officer CRD 2011192
  • Christine Elizabeth Schlicht Chief Compliance Officer CRD 5851634
  • Kenneth Partlow Chief Financial Officer CRD 7344839

Location

Headquarters
511 Rxr Plz
Uniondale, NY 11556
County
Nassau
Metro area
New York-Newark-Jersey City, NY-NJ-PA
Region
Northeast

Registrations

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