United Planners' Financial Services of America a Limited Partner

Overview

United Planners' Financial Services of America a Limited Partner is a Broker Dealer and registered investment adviser based in Scottsdale, AZ, registered since 1987. It reports $12.8B in assets under management across 47,883 accounts, with 620 employees. Its 608 registered representatives work across 305 branch offices in 41 states.

Reported AUM

$12.8B

Discretionary

5%

Accounts

47,883

Average account

$267K

Employees

620

Registered reps

608

Branch offices

305

Registered since

1987

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets

Products and services

• Alternative Investments
• Corporate Bonds
• Insurance
• Investment Advisory Services
• Kiosk Activities - Insurance
• Limited Partnerships Primary Distributions
• Municipal Securities Broker
• Municipal Securities Dealer
• Mutual Fund/Retailer
• Mutual Funds
• Retirement/Pension Products
• Stock
• 2 more

Executive officers 3 of 5

• Michael A Baker President, Chief Executive Officer CRD 4037933
• Chad Travis Shindel Vice President, Chief Financial Officer CRD 6232253
• Dave B Hauer Vice President of Compliance, Chief Compliance Officer, Vice President Compliance CRD 4018434

2 more executive officers, with direct contact details

Registered reps 3 of 608

• Carolyn Sue Adams Insurance Agent · Registered Rep CRD 4850545
• Craig Michael Adams Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4696984
• Phillip J Adams Registered Rep · Investment Adviser Rep CRD 6344169

605 more registered reps, with emails, phones and branch locations

Location

Headquarters

7333 E Doubletree Ranch Rd Ste 120
Scottsdale, AZ 85258

County

Maricopa

Metro area

Phoenix-Mesa-Chandler, AZ

Region

West

Branch offices

305 in 41 states, including Phoenix, AZ, Albuquerque, NM and Dallas, TX

Registrations

• SEC registered, partnership formed in Arizona
• Registered in 52 jurisdictions
• Website: unitedplanners.com

Every state, with registration dates

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