Alliance Advisory & Securities, LLC

Overview

Alliance Advisory & Securities, LLC is an SEC registered investment adviser based in Westlake Village, CA, registered since 1997. It reports $687M in assets under management across 2,748 accounts, with 21 employees. It has 16 investment adviser representatives.

Reported AUM

$687M

Discretionary

57%

Accounts

2,748

Average account

$25K

Employees

21

Advisory reps

16

Registered since

1997

Jurisdictions

12

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 3

• Randall Paul Sanada Jr President, Chief Executive Officer CRD 2785856
• Liza Marie dela Cruz Chief Compliance Officer CRD 4109501
• Sean Nicholas Sottile Vice President CRD 7915212

Advisory reps 3 of 16

• Sandi Louise Bublitz Insurance Agent · Investment Adviser Rep CRD 1088758
• Liza Marie dela Cruz Investment Adviser Rep CRD 4109501
• Jeffrey Thomas Garagliano Investment Adviser Rep CRD 3208095

13 more advisory reps, with emails, phones and branch locations

Location

Headquarters

31248 Oak Crest Dr Ste 100
Westlake Village, CA 91361

County

Los Angeles

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Registrations

• SEC registered
• Registered in 12 jurisdictions
• Website: allianceadvisory.com

Every state, with registration dates

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