Pathway Financial Advisers, LLC

Overview

Pathway Financial Advisers, LLC is an SEC registered investment adviser based in Auburn, IN, registered since 2014. It reports $524M in assets under management across 1,832 accounts, with 8 employees. It has 6 investment adviser representatives.

Reported AUM

$524M

Discretionary

100%

Accounts

1,832

Average account

$286K

Employees

8

Advisory reps

6

Registered since

2014

Jurisdictions

7

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 4

• Joel Matthew Grimm Owner CRD 6287745
• David Reynolds Tracey Member, Chief Compliance Officer, Investment Adviser CRD 5222875
• Erin Lee Mutton Member, Chief Compliance Officer, Investment Adviser CRD 5179606

1 more executive officer, with direct contact details

Advisory reps 3 of 6

• Joel Matthew Grimm Investment Adviser Rep CRD 6287745
• Austin Scott Miller Investment Adviser Rep CRD 6399252
• Erin Lee Mutton Investment Adviser Rep CRD 5179606

3 more advisory reps, with emails, phones and branch locations

Location

Headquarters

4571 County Road 35
Auburn, IN 46706

County

DeKalb

Metro area

Auburn, IN

Region

Midwest

Registrations

• SEC registered
• Registered in 7 jurisdictions
• Website: pathwayria.com

Every state, with registration dates

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