Heritage Wealth Management

Overview

Heritage Wealth Management is an SEC registered investment adviser based in Woburn, MA, registered since 2011. It reports $153M in assets under management across 369 accounts, with 2 employees. It has 2 investment adviser representatives.

Reported AUM

$153M

Discretionary

100%

Accounts

369

Average account

$415K

Employees

2

Advisory reps

2

Registered since

2011

Jurisdictions

5

As reported in the firm's August 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 2 of 2

• Katherine Salome Horgan Senior Managing Principal, Chief Investment Officer CRD 1601776
• Vincent Serratore Senior Managing Director, Chief Compliance Officer CRD 2656617

Advisory reps 2 of 2

• Katherine Salome Horgan Investment Adviser Rep CRD 1601776
• Vincent Serratore Insurance Agent · Investment Adviser Rep CRD 2656617

Location

Headquarters

100 Trade Ctr Ste G-700
Woburn, MA 01801

County

Middlesex

Metro area

Boston-Cambridge-Newton, MA-NH

Region

Northeast

Registrations

• SEC registered
• Registered in 5 jurisdictions
• Website: hwmcorp.com

Every state, with registration dates

Similar firms near Woburn

• Canopy Capital GroupWoburn, MA$1.3B AUM
• 93 Financial Group, LLCWoburn, MA$9M AUM
• Alta Wealth Advisors LLCWoburn, MA$665M AUM
• Flagship Private WealthWoburn, MA$447M AUM
• Auour Investments LLCWoburn, MA$378M AUM