firm profile
RFG Advisory, LLC
Overview
RFG Advisory, LLC is an SEC registered investment adviser based in Vestavia, AL, registered since 2014. It reports $8B in assets under management across 29,833 accounts, with 360 employees. It has 187 investment adviser representatives.
- Reported AUM
- $8B
- Discretionary
- 100%
- Accounts
- 29,833
- Average account
- $267K
- Employees
- 360
- Advisory reps
- 187
- Registered since
- 2014
- Jurisdictions
- 52
As reported in the firm's September 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees, Hourly Charges and Percentage of Assets
Executive officers 3 of 4
- Shannon Parrott Spotswood Chief Executive Officer CRD 5010326
- Edward Christy Swenson President CRD 4084124
- Douglas Scott Nelson Chief Financial Officer CRD 8185096
1 more executive officer, with direct contact details
Advisory reps 3 of 187
- Chris D Abeyta Insurance Agent · Investment Adviser Rep CRD 6403098
- Bradford D Acton Insurance Agent · Investment Adviser Rep CRD 6641051
- Robert Thurman Agnew Jr. Investment Adviser Rep CRD 1447320
184 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 1400 Urban Center Dr Ste 475
Vestavia, AL 35242 - County
- Jefferson
- Metro area
- Birmingham-Hoover, AL
- Region
- South
Registrations
- SEC registered
- Registered in 52 jurisdictions
- Website: crosstimbersfg.com
Every state, with registration dates
Similar firms near Vestavia
- Sunburst Financial Group, LLCVestavia, AL$808M AUM
- Meld Financial, Inc.Vestavia, AL$776M AUM
- BCR Wealth StrategiesVestavia, AL$528M AUM
- Approach Retirement Advisors, LLCVestavia, AL$227M AUM
- Bluewater Wealth Advisors, LLCVestavia, AL$146M AUM
request a demo
See what we have on RFG Advisory, LLC
We'll walk you through the full profile and how to find more firms like this one.