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firm profile

Nuveen Asset Management, LLC

RIA Chicago, IL CRD 155584 Last verified October 2026

Overview

Nuveen Asset Management, LLC is an SEC registered investment adviser based in Chicago, IL, registered since 2010. It reports $28B in assets under management across 65,258 accounts, with 381 employees. It has 256 investment adviser representatives.

Reported AUM
$28B
Discretionary
100%
Accounts
65,258
Average account
$4.3M
Employees
381
Advisory reps
256
Registered since
2010
Jurisdictions
53

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Individuals or Small Business
  • Management for Investment Companies
  • Other Advisory Services
  • Pension Consulting
  • Portfolio Management for Businesses or Institutional Clients
  • Selection of Other Advisors
Client types
  • Banks or Thrifts
  • Charities and Non-Profits
  • Corporations/Businesses
  • Government
  • High Net Worth Individuals
  • Individuals
  • Insurance Companies
  • Investment Companies
  • Pension/Profit Sharing Plan
  • Pooled Investment Vehicles
Fee structure
Fixed Fees, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.

Executive officers 3 of 6

  • William Thomas Huffman President CRD 4367634
  • Jon Mitchell Stevens Senior Managing Director CRD 4427995
  • Stuart Jona Cohen Managing Director, Head of Legal CRD 3144010

3 more executive officers, with direct contact details

Advisory reps 3 of 256

253 more advisory reps, with emails, phones and branch locations

Location

Headquarters
333 W Wacker Dr
Chicago, IL 60606
County
Cook
Metro area
Chicago-Naperville-Elgin, IL-IN-WI
Region
Midwest

Registrations

  • SEC registered
  • Registered in 53 jurisdictions

Every state, with registration dates

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