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firm profile

Roth Capital Partners, LLC

BDRIA Newport Beach, CA CRD 15407 Last verified October 2026

Overview

Roth Capital Partners, LLC is a Broker Dealer and registered investment adviser based in Newport Beach, CA, registered since 1984. Its 190 registered representatives work across 16 branch offices in 10 states.

Employees
10
Registered reps
190
Branch offices
16
Registered since
1984
Jurisdictions
52

As reported in the firm's August 2025 filing.

Contact

1 phone number on file

Practice

Services
  • Other Advisory Services
Client types
  • Investment Companies
  • Other Investment Advisors
Fee structure
Fixed Fees
Products and services
  • Alternative Investments
  • Corporate Bonds
  • Derivatives
  • Inter-Dealer Markers in Corporate Securities
  • Investment Advisory Services
  • Municipal Securities Broker
  • Mutual Fund/Retailer
  • Mutual Funds
  • Options
  • Other
  • Private Placements
  • Securities Underwriting
  • 3 more

Executive officers 3 of 10

  • Aaron Michael Gurewitz Co-Chief Executive Officer, President CRD 2244273
  • Sagar Arvind Sheth Chief Executive Officer CRD 5209865
  • Alex Panagiotidis Registered Options and Security Futures Principal CRD 4582559

7 more executive officers, with direct contact details

Registered reps 3 of 190

187 more registered reps, with emails, phones and branch locations

Location

Headquarters
888 San Clemente Dr Ste 400
Newport Beach, CA 92660
County
Orange
Metro area
Los Angeles-Long Beach-Anaheim, CA
Region
West
Branch offices
16 in 10 states, including Boston, MA, Boulder, CO and Austin, TX

Registrations

  • State registered, limited liability company formed in California
  • Registered in 52 jurisdictions
  • Website: roth.com

Every state, with registration dates

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