Smith Financial Investment Advisors, Inc.

Overview

Smith Financial Investment Advisors, Inc. is an SEC registered investment adviser based in Kokomo, IN, registered since 2010. It reports $457M in assets under management across 550 accounts, with 5 employees. It has 3 investment adviser representatives.

Reported AUM

$457M

Discretionary

63%

Accounts

550

Average account

$831K

Employees

5

Advisory reps

3

Registered since

2010

Jurisdictions

2

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 2 of 2

• Richard Allen Smith President CRD 1353025
• Aaron Taylor Smith Chief Compliance Officer CRD 4233192

Advisory reps 3 of 3

• Blake William Brutus Investment Adviser Rep CRD 7238751
• Aaron Taylor Smith Insurance Agent · Investment Adviser Rep CRD 4233192
• Richard Allen Smith Insurance Agent · Investment Adviser Rep CRD 1353025

Location

Headquarters

1830 S Plate St
Kokomo, IN 46902

County

Howard

Metro area

Kokomo, IN

Region

Midwest

Registrations

• SEC registered
• Registered in 2 jurisdictions
• Website: smithfinancial.com

Every state, with registration dates

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