firm profile
Empirical Wealth Management
Overview
Empirical Wealth Management is an SEC registered investment adviser based in Seattle, WA, registered since 2010. It reports $8.4B in assets under management across 8,690 accounts, with 94 employees. It has 69 investment adviser representatives.
- Reported AUM
- $8.4B
- Discretionary
- 100%
- Accounts
- 8,690
- Average account
- $97K
- Employees
- 94
- Advisory reps
- 69
- Registered since
- 2010
- Jurisdictions
- 51
As reported in the firm's July 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees, Hourly Charges, Percentage of Assets and Performance-Based Fees. Sponsors a wrap fee program.
Executive officers 3 of 12
- Kenneth Robert Smith Chief Executive Officer CRD 2598986
- Michael Patrick Kelly President, Chief Wealth Strategist, Member CRD 4223175
- Lorne David Enquist Principal CRD 5270619
9 more executive officers, with direct contact details
Advisory reps 3 of 69
- Eric Arndt Investment Adviser Rep CRD 7097052
- Jordan Alexander Arreola Investment Adviser Rep CRD 7951866
- Alexander Joseph Bartos Investment Adviser Rep CRD 5410754
66 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 1420 5th Ave Ste 3150
Seattle, WA 98101 - County
- King
- Metro area
- Seattle-Tacoma-Bellevue, WA
- Region
- West
Registrations
- SEC registered
- Registered in 51 jurisdictions
- Website: empirical.net
Every state, with registration dates
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