firm profile
Heaphy Investments, LLC
Overview
Heaphy Investments, LLC is a state registered investment adviser based in Springfield, MA, registered since 2012. It reports $67.2M in assets under management across 213 accounts, with 3 employees. It has 2 investment adviser representatives.
- Reported AUM
- $67.2M
- Discretionary
- 100%
- Accounts
- 213
- Average account
- $316K
- Employees
- 3
- Advisory reps
- 2
- Registered since
- 2012
- Jurisdictions
- 1
As reported in the firm's September 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees, Other Fees and Percentage of Assets
Executive officers 2 of 2
- Lois B Heaphy Member, Chief Compliance Officer CRD 5040931
- Edward Thomas Heaphy Manager CRD 4337472
Advisory reps 2 of 2
- Edward Thomas Heaphy Investment Adviser Rep CRD 4337472
- Lois Jean Heaphy Investment Adviser Rep CRD 5040931
Location
- Headquarters
- 32 Hampden St
Springfield, MA 01103 - County
- Hampden
- Metro area
- Springfield, MA
- Region
- Northeast
Registrations
- State registered
- Registered in 1 jurisdiction
Every state, with registration dates
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