firm profile
Exchange Traded Concepts, LLC
Overview
Exchange Traded Concepts, LLC is an SEC registered investment adviser based in Oklahoma City, OK, registered since 2009. It reports $23B in assets under management across 130 accounts, with 16 employees.
- Reported AUM
- $23B
- Discretionary
- 100%
- Accounts
- 130
- Average account
- $177M
- Employees
- 16
- Registered since
- 2009
- Jurisdictions
- 2
As reported in the firm's February 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees and Percentage of Assets
Executive officers 3 of 6
- Andrew Paul Serowik Co-Chief Executive Officer, Portfolio Manager CRD 2749364
- Richard Malinowski Co- Chief Executive Officer, General Counsel CRD 6105310
- Dennis Paul Lowenfels Chief Compliance Officer CRD 4030379
3 more executive officers, with direct contact details
Location
- Headquarters
- 10900 Hefner Pointe Dr Ste 400
Oklahoma City, OK 73120 - County
- Oklahoma
- Metro area
- Oklahoma City, OK
- Region
- South
Registrations
- SEC registered
- Registered in 2 jurisdictions
- Website: exchangetradedconcepts.com
Every state, with registration dates
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