DLK Investment Management

Overview

DLK Investment Management is an SEC registered investment adviser based in Solana Beach, CA, registered since 2009. It reports $524M in assets under management across 1,208 accounts, with 5 employees. It has 5 investment adviser representatives.

Reported AUM

$524M

Discretionary

88%

Accounts

1,208

Average account

$434K

Employees

5

Advisory reps

5

Registered since

2009

Jurisdictions

9

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 3

• Donald Ogden Dempster President, Chief Compliance Officer CRD 2500548
• Theodore Jonah Kay Chief Investment Officer CRD 5643664
• Peter James Johnson Member CRD 1331112

Advisory reps 3 of 5

• Thomas Scott Brenner Insurance Agent · Investment Adviser Rep CRD 4458594
• Donald Ogden Dempster Investment Adviser Rep CRD 2500548
• Mark Anthony Halby Insurance Agent · Investment Adviser Rep CRD 5536243

2 more advisory reps, with emails, phones and branch locations

Location

Headquarters

238 N Cedros Ave Ste 200
Solana Beach, CA 92075

County

San Diego

Metro area

San Diego-Chula Vista-Carlsbad, CA

Region

West

Registrations

• SEC registered
• Registered in 9 jurisdictions
• Website: dlkinvest.com

Every state, with registration dates

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