Sovereign Investment Advisors LLC

Overview

Sovereign Investment Advisors LLC is an SEC registered investment adviser based in Phoenix, AZ, registered since 2015. It reports $3.3B in assets under management across 144 accounts, with 8 employees. It has 6 investment adviser representatives.

Reported AUM

$3.3B

Discretionary

98%

Accounts

144

Average account

$23M

Employees

8

Advisory reps

6

Registered since

2015

Jurisdictions

4

As reported in the firm's June 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Individuals
• Other clients
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees and Percentage of Assets

Executive officers 3 of 4

• Jeffrey Michael Lamb Principal CRD 2080856
• Matthew David Rothchild Chief Compliance Officer CRD 5143603
• Todd Coleman Early Chief Investment Officer CRD 5659698

1 more executive officer, with direct contact details

Advisory reps 3 of 6

• Michael Benjamin Assam Investment Adviser Rep CRD 4314139
• Todd Coleman Early Investment Adviser Rep CRD 5659698
• Matthew Patrick Eden Investment Adviser Rep CRD 4197510

3 more advisory reps, with emails, phones and branch locations

Location

Headquarters

3930 E Ray Rd Ste 170
Phoenix, AZ 85044

County

Maricopa

Metro area

Phoenix-Mesa-Chandler, AZ

Region

West

Registrations

• SEC registered
• Registered in 4 jurisdictions
• Website: sovereigninvestmentadvisors.com

Every state, with registration dates

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