A & I Wealth Management

Overview

A & I Wealth Management is an SEC registered investment adviser based in Englewood, CO, registered since 2009. It reports $56M in assets under management across 1,683 accounts, with 9 employees. It has 10 investment adviser representatives.

Reported AUM

$56M

Discretionary

90%

Accounts

1,683

Average account

$333K

Employees

9

Advisory reps

10

Registered since

2009

Jurisdictions

8

As reported in the firm's April 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees and Percentage of Assets

Executive officers 2 of 2

• Karl Fredrick Frank Manager CRD 4769985
• Stacey Katrina Frank Manager CRD 5055901

Advisory reps 3 of 10

• Cassidy J Butler Registered Rep · Investment Adviser Rep CRD 7628458
• Judson Edward Cass Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4366653
• Karl Fredrick Frank Insurance Agent · Registered Rep · Investment Adviser Rep CRD 4769985

7 more advisory reps, with emails, phones and branch locations

Location

Headquarters

9605 S Kingston Ct Ste 190
Englewood, CO 80112

County

Denver

Metro area

Denver-Aurora-Lakewood, CO

Region

West

Registrations

• SEC registered
• Registered in 8 jurisdictions
• Website: assetsandincome.com

Every state, with registration dates

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