Capital Innovations, LLC

Overview

Capital Innovations, LLC is an SEC registered investment adviser based in Waukesha, WI, registered since 2011. It reports $807M in assets under management across 9 accounts, with 4 employees. It has 1 investment adviser representatives.

Reported AUM

$807M

Discretionary

50%

Accounts

9

Employees

4

Advisory reps

1

Registered since

2011

Jurisdictions

1

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Individuals or Small Business
• Management for Investment Companies
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Investment Companies
• Other Investment Advisors

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 2 of 2

• Michael David Underhill Chief Executive Officer CRD 2334382
• Susan L Dambekaln President, Chief Compliance Officer CRD 2412607

Advisory reps 1 of 1

• Michael David Underhill Investment Adviser Rep CRD 2334382

Location

Headquarters

N19W24400 Riverwood Dr Ste 350
Waukesha, WI 53188

County

Waukesha

Metro area

Milwaukee-Waukesha, WI

Region

Midwest

Registrations

• SEC registered
• Registered in 1 jurisdiction
• Website: capinnovations.com

Every state, with registration dates

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