SDM Investments, LLC

Overview

SDM Investments, LLC is a state registered investment adviser based in Merrillville, IN, registered since 2006. It reports $7.7M in assets under management across 41 accounts, with 1 employees. It has 1 investment adviser representatives.

Reported AUM

$7.7M

Accounts

41

Average account

$188K

Employees

1

Advisory reps

1

Registered since

2006

Jurisdictions

2

As reported in the firm's March 2023 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• High Net Worth Individuals
• Individuals

Fee structure

Hourly Charges, Percentage of Assets and Performance-Based Fees

Executive officers 2 of 2

• Sharon Dianne Mallory President, Chief Executive Officer, Compliance Officer CRD 2313220
• Kevin Truitt Director of Research, Trading CRD 2176744

Advisory reps 1 of 1

• Sharon Dianne Mallory Investment Adviser Rep CRD 2313220

Location

Headquarters

6111 Harrison St Ste 117
Merrillville, IN 46410

County

Lake

Metro area

Chicago-Naperville-Elgin, IL-IN-WI

Region

Midwest

Registrations

• State registered
• Registered in 2 jurisdictions
• Website: sdminvestments.com

Every state, with registration dates

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