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firm profile

Sprott Asset Management USA Inc.

RIA Darien, CT CRD 139022 Last verified October 2026

Overview

Sprott Asset Management USA Inc. is an SEC registered investment adviser based in Darien, CT, registered since 2006. It reports $10.1B in assets under management across 3,362 accounts, with 64 employees. It has 22 investment adviser representatives.

Reported AUM
$10.1B
Discretionary
86%
Accounts
3,362
Average account
$3M
Employees
64
Advisory reps
22
Registered since
2006
Jurisdictions
52

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Financial Planning
  • Individuals or Small Business
  • Management for Investment Companies
  • Portfolio Management for Businesses or Institutional Clients
Client types
  • Charities and Non-Profits
  • Corporations/Businesses
  • High Net Worth Individuals
  • Individuals
  • Investment Companies
  • Pension/Profit Sharing Plan
  • Pooled Investment Vehicles
Fee structure
Percentage of Assets and Performance-Based Fees

Executive officers 3 of 4

  • William Whitney George President, Chief Executive Officer & Director CRD 724943
  • Robert Virgil Villaflor President, Director, Managing Partner - Sprott Wealth Management CRD 2202057
  • Thomas Wayne Ulrich General Counsel, Chief Compliance Officer, Director CRD 3071768

1 more executive officer, with direct contact details

Advisory reps 3 of 22

19 more advisory reps, with emails, phones and branch locations

Location

Headquarters
320 Post Rd Ste 230
Darien, CT 06820
County
Western Ct
Metro area
Bridgeport-Stamford-Norwalk, CT
Region
Northeast

Registrations

  • SEC registered
  • Registered in 52 jurisdictions
  • Website: sprott.com

Every state, with registration dates

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