Williams Financial, LLC

Overview

Williams Financial, LLC is an SEC registered investment adviser based in North Bennington, VT, registered since 2008. It reports $21M in assets under management across 837 accounts, with 7 employees. It has 4 investment adviser representatives.

Reported AUM

$21M

Discretionary

96%

Accounts

837

Average account

$251K

Employees

7

Advisory reps

4

Registered since

2008

Jurisdictions

6

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients

Client types

• Charities and Non-Profits
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 1 of 1

• James Jason Williams President, Chief Compliance Officer CRD 4806982

Advisory reps 3 of 4

• Tyler Richard Cinelli Investment Adviser Rep CRD 5688437
• Meredith Grace Phippen Investment Adviser Rep CRD 7853740
• Daryl Ann Spirka Investment Adviser Rep CRD 4006179

1 more advisory rep, with emails, phones and branch locations

Location

Headquarters

12 Main St
North Bennington, VT 05257

County

Bennington

Metro area

Bennington, VT

Region

Northeast

Registrations

• SEC registered
• Registered in 6 jurisdictions
• Website: williamsfinancial.net

Every state, with registration dates

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