Waterloo Capital

Overview

Waterloo Capital is an SEC registered investment adviser based in Austin, TX, registered since 2005. It reports $2.3B in assets under management across 7,306 accounts, with 64 employees. It has 52 investment adviser representatives.

Reported AUM

$2.3B

Discretionary

93%

Accounts

7,306

Average account

$309K

Employees

64

Advisory reps

52

Registered since

2005

Jurisdictions

28

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Selection of Other Advisors

Client types

• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Commissions, Fixed Fees, Hourly Charges and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 3 of 5

• John Thomas Chatmas Jr Chief Executive Officer CRD 2208046
• Donald Ralph Simoneaux Jr President CRD 5144175
• Adam Joseph Rose Chief Operating Officer CRD 7902087

2 more executive officers, with direct contact details

Advisory reps 3 of 52

• George Stanley Abiassi Registered Rep · Investment Adviser Rep CRD 7800080
• Lisa Ann Allen Investment Adviser Rep CRD 1198978
• Betty Jean Arias Investment Adviser Rep CRD 1820304

49 more advisory reps, with emails, phones and branch locations

Location

Headquarters

2801 Via Fortuna Ste 250
Austin, TX 78746

County

Travis

Metro area

Austin-Round Rock-Georgetown, TX

Region

South

Registrations

• SEC registered
• Registered in 28 jurisdictions
• Website: x.stratcap

Every state, with registration dates

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