Brook Capital

Overview

Brook Capital is an SEC registered investment adviser based in Brookfield, WI, registered since 2007. It reports $283M in assets under management across 1,490 accounts, with 5 employees. It has 4 investment adviser representatives.

Reported AUM

$283M

Discretionary

48%

Accounts

1,490

Average account

$19K

Employees

5

Advisory reps

4

Registered since

2007

Jurisdictions

12

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Educational Seminars
• Financial Planning
• Individuals or Small Business

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 3

• Daena Beth Ramiah Chief Executive Officer CRD 4814072
• Ramu Ramiah President, Shareholder CRD 2284958
• Letha Joseph Chief Compliance Officer, Secretary, Shareholder CRD 4814081

Advisory reps 3 of 4

• Daena Beth Ramiah Investment Adviser Rep CRD 4814072
• Ramu Ramiah Insurance Agent · Investment Adviser Rep CRD 2284958
• Jason Scott Visner Insurance Agent · Investment Adviser Rep CRD 5853689

1 more advisory rep, with emails, phones and branch locations

Location

Headquarters

675 N Barker Rd Ste 200
Brookfield, WI 53045

County

Waukesha

Metro area

Milwaukee-Waukesha, WI

Region

Midwest

Registrations

• SEC registered
• Registered in 12 jurisdictions
• Website: brookcapital.com

Every state, with registration dates

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