Research Affiliates

Overview

Research Affiliates is an SEC registered investment adviser based in Newport Beach, CA, registered since 2002. It reports $32.2B in assets under management across 32 accounts, with 31 employees.

Reported AUM

$32.2B

Discretionary

93%

Accounts

32

Average account

$1B

Employees

31

Registered since

2002

Jurisdictions

1

As reported in the firm's September 2026 filing.

Contact

1 phone number on file

Practice

Services

• Management for Investment Companies
• Other Advisory Services
• Portfolio Management for Businesses or Institutional Clients

Client types

• Government
• Investment Companies
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Percentage of Assets

Executive officers 3 of 3

• Katrina Foulkrod Sherrerd Chief Executive Officer CRD 5309454
• Robert Douglas Arnott Non-Executive Chairman CRD 1532951
• Reena Shukla Lalji Chief Operating Officer, Chief Compliance Officer CRD 6129854

Location

Headquarters

660 Newport Center Dr Ste 300
Newport Beach, CA 92660

County

Orange

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Registrations

• SEC registered
• Registered in 1 jurisdiction
• Website: syzygyassetmanagement.com

Every state, with registration dates

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