firm profile
RBC Rochdale, LLC
Overview
RBC Rochdale, LLC is an SEC registered investment adviser based in New York, NY, registered since 1986. It reports $73B in assets under management across 42,770 accounts, with 269 employees. It has 119 investment adviser representatives.
- Reported AUM
- $73B
- Discretionary
- 100%
- Accounts
- 42,770
- Average account
- $1.7M
- Employees
- 269
- Advisory reps
- 119
- Registered since
- 1986
- Jurisdictions
- 53
As reported in the firm's September 2026 filing.
Contact
1 phone number on file
Practice
- Services
- Client types
- Fee structure
- Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.
Executive officers 3 of 7
- Gregg Giaquinto President, Chief Executive Officer, Board Director CRD 3182583
- Brandon Clark Williams Chairman of the Board CRD 2764403
- Charles Justin Luke Chief Investment Officer CRD 5419833
4 more executive officers, with direct contact details
Advisory reps 3 of 119
- Michael Owen Adair Registered Rep · Investment Adviser Rep CRD 4412434
- Kashif Sagheer Ahmad Registered Rep · Investment Adviser Rep CRD 2518668
- Richard Thomas Allison Jr. Registered Rep · Investment Adviser Rep CRD 6369765
116 more advisory reps, with emails, phones and branch locations
Location
- Headquarters
- 400 Park Ave Fl 10
New York, NY 10022 - County
- New York
- Metro area
- New York-Newark-Jersey City, NY-NJ-PA
- Region
- Northeast
Registrations
- SEC registered
- Registered in 53 jurisdictions
Every state, with registration dates
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