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firm profile

Prescott Group Capital Management L.L.C.

RIA Tulsa, OK CRD 115220 Last verified October 2026

Overview

Prescott Group Capital Management L.L.C. is an SEC registered investment adviser based in Tulsa, OK, registered since 2001. It reports $1.3B in assets under management across 5 accounts, with 6 employees.

Reported AUM
$1.3B
Discretionary
100%
Accounts
5
Employees
6
Registered since
2001
Jurisdictions
1

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Other Advisory Services
Client types
  • Charities and Non-Profits
  • Pooled Investment Vehicles
Fee structure
Percentage of Assets and Performance-Based Fees

Executive officers 3 of 3

  • Matthew Nicholas Dunham President CRD 4707788
  • Christopher Richard Walters Chief Compliance Officer CRD 7890403
  • Phil Frohlich Member CRD 4552964

Location

Headquarters
1924 S Utica Ave Ste 1120
Tulsa, OK 74104
County
Tulsa
Metro area
Tulsa, OK
Region
South

Registrations

Every state, with registration dates

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