Regions Investment Management, Inc.

Overview

Regions Investment Management, Inc. is an SEC registered investment adviser based in Birmingham, AL, registered since 1986. It reports $20.1B in assets under management across 2 accounts, with 28 employees. It has 4 investment adviser representatives.

Reported AUM

$20.1B

Discretionary

67%

Accounts

2

Employees

28

Advisory reps

4

Registered since

1986

Jurisdictions

25

As reported in the firm's July 2026 filing.

Contact

1 phone number on file

Practice

Services

• Portfolio Management for Businesses or Institutional Clients

Fee structure

Percentage of Assets

Executive officers 3 of 6

• Samuel Alan McKnight Chairman CRD 2696823
• Tammy Ridley Roden Chief Compliance Officer CRD 1613745
• David Brent Wright Director CRD 4377302

3 more executive officers, with direct contact details

Advisory reps 3 of 4

• Scott Matthew Flurry Investment Adviser Rep CRD 4411703
• Brian Randall Herron Investment Adviser Rep CRD 4604554
• Kristie Kostopulos Jones Investment Adviser Rep CRD 4154426

1 more advisory rep, with emails, phones and branch locations

Location

Headquarters

1900 5th Ave N Fl Sixth
Birmingham, AL 35203

County

Jefferson

Metro area

Birmingham-Hoover, AL

Region

South

Registrations

• SEC registered
• Registered in 25 jurisdictions
• Website: regions.com

Every state, with registration dates

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