Pinnacle Associates, Ltd.

Overview

Pinnacle Associates, Ltd. is an SEC registered investment adviser based in New York, NY, registered since 1984. It reports $10.4B in assets under management across 6,766 accounts, with 69 employees. It has 27 investment adviser representatives.

Reported AUM

$10.4B

Discretionary

100%

Accounts

6,766

Average account

$1.5M

Employees

69

Advisory reps

27

Registered since

1984

Jurisdictions

35

As reported in the firm's March 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Portfolio Management for Businesses or Institutional Clients

Client types

• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Other clients
• Pension/Profit Sharing Plan
• Pooled Investment Vehicles

Fee structure

Fixed Fees and Percentage of Assets. Sponsors a wrap fee program.

Executive officers 3 of 16

• Scott Michael Brown President CRD 5525861
• Joseph William Shea Chief Compliance Officer CRD 5763107
• Paul Joseph Lagermasini Chief Financial Officer CRD 4304333

13 more executive officers, with direct contact details

Advisory reps 3 of 27

• John Holmes Bocock Investment Adviser Rep CRD 2856099
• Ryan James Byrne Investment Adviser Rep CRD 7884050
• Jack Joseph Casey Investment Adviser Rep CRD 8054527

24 more advisory reps, with emails, phones and branch locations

Location

Headquarters

286 Madison Ave Fl 20
New York, NY 10017

County

New York

Metro area

New York-Newark-Jersey City, NY-NJ-PA

Region

Northeast

Registrations

• SEC registered
• Registered in 35 jurisdictions
• Website: pinnacleinsights.org

Every state, with registration dates

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