John Moore & Associates Inc

Overview

John Moore & Associates Inc is an SEC registered investment adviser based in Albuquerque, NM, registered since 1998. It reports $1B in assets under management across 2,683 accounts, with 14 employees. It has 5 investment adviser representatives.

Reported AUM

$1B

Discretionary

81%

Accounts

2,683

Average account

$383K

Employees

14

Advisory reps

5

Registered since

1998

Jurisdictions

9

As reported in the firm's April 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Pension Consulting
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals
• Pension/Profit Sharing Plan

Fee structure

Fixed Fees and Percentage of Assets

Executive officers 3 of 3

• Jami Sue Schwalm Chief Compliance Officer CRD 4296477
• Brian James Cochran Trustee CRD 5152084
• Emily Faye Wilder Trustee CRD 5152499

Advisory reps 3 of 5

• Brian J Cochran Insurance Agent · Investment Adviser Rep CRD 5152084
• Gary Andrew Ferguson Investment Adviser Rep CRD 6214796
• Greg Alan Hartenbower Insurance Agent · Investment Adviser Rep CRD 2017584

2 more advisory reps, with emails, phones and branch locations

Location

Headquarters

8220 San Pedro Dr NE Ste 310
Albuquerque, NM 87113

County

Bernalillo

Metro area

Albuquerque, NM

Region

West

Registrations

• SEC registered
• Registered in 9 jurisdictions
• Website: johnmoore.com

Every state, with registration dates

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