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Ast Investment Services, Inc.

RIA Shelton, CT CRD 108897 Last verified October 2026

Overview

Ast Investment Services, Inc. is an SEC registered investment adviser based in Shelton, CT, registered since 1992. It reports $91.5B in assets under management across 19 accounts, with 42 employees.

Reported AUM
$91.5B
Discretionary
100%
Accounts
19
Average account
$4.8B
Employees
42
Registered since
1992
Jurisdictions
51

As reported in the firm's May 2026 filing.

Contact

1 phone number on file

Practice

Services
  • Management for Investment Companies
  • Selection of Other Advisors
Client types
  • Investment Companies
Fee structure
Percentage of Assets

Executive officers 3 of 7

  • Kenneth William Allen Chief Executive Officer, Chief Operating Officer, Director CRD 2188697
  • Claudia Digiacomo Chief Legal Officer CRD 7347674
  • Patricia Elizabeth Flynn Chief Compliance Officer CRD 5067089

4 more executive officers, with direct contact details

Location

Headquarters
1 Corporate Dr
Shelton, CT 06484
County
Naugatuck Vly
Metro area
New Haven-Milford, CT
Region
Northeast

Registrations

  • SEC registered
  • Registered in 51 jurisdictions
  • Website: prudential.com

Every state, with registration dates

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