Clifford Swan Investment Counselors

Overview

Clifford Swan Investment Counselors is an SEC registered investment adviser based in Pasadena, CA, registered since 1999. It reports $4.5B in assets under management across 2,598 accounts, with 40 employees. It has 17 investment adviser representatives.

Reported AUM

$4.5B

Discretionary

88%

Accounts

2,598

Average account

$1.7M

Employees

40

Advisory reps

17

Registered since

1999

Jurisdictions

18

As reported in the firm's February 2026 filing.

Contact

1 phone number on file

Practice

Services

• Financial Planning
• Individuals or Small Business
• Periodicals or Newsletters
• Portfolio Management for Businesses or Institutional Clients
• Selection of Other Advisors

Client types

• Charities and Non-Profits
• Corporations/Businesses
• High Net Worth Individuals
• Individuals

Fee structure

Fixed Fees, Hourly Charges and Percentage of Assets

Executive officers 3 of 9

• Peter James Boyle Chief Executive Officer, Director CRD 2282726
• Kathleen Gilmore Chairman, President CRD 4576093
• David Joseph Nelson Chief Operating Officer CRD 5327262

6 more executive officers, with direct contact details

Advisory reps 3 of 17

• Charlotte Cheim Anten Investment Adviser Rep CRD 1921180
• Peter James Boyle Investment Adviser Rep CRD 2282726
• Kevin James Cavanaugh Investment Adviser Rep CRD 5924323

14 more advisory reps, with emails, phones and branch locations

Location

Headquarters

177 E Colorado Blvd Ste 550
Pasadena, CA 91105

County

Los Angeles

Metro area

Los Angeles-Long Beach-Anaheim, CA

Region

West

Registrations

• SEC registered
• Registered in 18 jurisdictions
• Website: cliffordswan.com

Every state, with registration dates

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